Regulation Tomorrow Podcast

In our latest edition of Regulation Around the World, we consider the UK Financial Conduct Authority’s Consumer Duty and see if the United States and Australia have already got similar concepts in their frameworks.

In this latest episode of our podcast series, Let’s talk asset management, Claire Guilbert and Simon Lovegrove discuss European Long Term Investment Funds and the recent European Commission Delegated Regulation containing regulatory technical standards providing further guidance on the regime.

In February this year the FCA sent a survey to over 1,000 regulated wholesale financial services firms asking a series of questions about incidents of non-financial misconduct recorded by the firms in the years 2021, 2022 and 2023. In this latest Global Regulation Tomorrow Plus episode, Katie Stephen, Hannah Meakin, Simon Lovegrove and Catherine Pluck discuss the results of the FCA’s survey which were published on 25 October 2024.

In the latest Global Regulation Tomorrow Plus episode, Matthew Gregory, Joe Bamford and Simon Lovegrove discuss some of the key issues concerning HM Treasury’s recent consultation on regulating the buy now pay later sector.

In this latest episode of our podcast series, Let’s talk asset management, Cyril Clugnac and Simon Lovegrove discuss the European Securities and Markets Authority’s final guidelines on funds’ names using ESG or sustainability-related terms. The guidelines apply from 21 November 2024.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Floortje Nagelkerke from our Amsterdam office discusses payment for order flow.

In our latest podcast, our global Financial Services team discusses promotional messages on social media platforms, covering recent regulatory and enforcement developments in the UK, US and Dubai, as well as practical steps that global firms can be taking now in this area to manage their risk. This is a two-part podcast series on Navigating Communications – the first of our podcasts covered navigating off-channel communications and is also available now via our Global Regulation Tomorrow podcast page.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Anna Carrier from our Brussels office discusses the recent changes to the European Regulation on wholesale energy market integrity and transparency (REMIT 2). In particular we cover: • The key changes to the Regulation. • Cross-border impact. • Algorithmic trading in wholesale energy markets. • Data reporting.

In the latest Global Regulation Tomorrow Plus episode, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss some of the key issues concerning the UK regime for payment for order flow.

In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Matthew Gregory and Anita Edwards discuss the UK Financial Conduct Authority’s recent announcement of forbearance measures in relation to investment trust disclosure requirements.

In our latest podcast, our global Financial Services team covers recent regulatory and enforcement developments in the UK, US, Australia and Dubai in relation to off-channel messaging, as well as practical steps that global firms can be taking now in this area to manage their risk (from minute 21). This is a two-part podcast series and in the second part of the series to follow, we will discuss promotional messages on social media platforms.

In episode 6 of our podcast series, Let’s talk asset management, Claire Guilbert discusses our recently updated AIFMD and NPPR guides. She also touches on the AIFMD passport and national private placement regime in Luxembourg. Our AIFMD guide looks at how the AIFMD passport works in practice and the differences in local implementation across fourteen EEA Member States. Our NPPR guides looks at the requirements non-EU alternative investment fund managers face when marketing alternative investment funds to professional investors across fourteen EEA Member States, Switzerland and the United Kingdom.

In our latest edition of Regulation Around the World, we consider developments in anti-money laundering regulation in Australia, United Kingdom, Singapore and the United States.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Agnieszka Braciszewska and Marta Kawecka from our Warsaw office discuss Poland’s implementation of MiCAR.

Inside investigations: Episode 3 | Privilege Part 1 by NRF Regulation Tomorrow Podcast

In our fourth episode of the Inside Investigations podcast series, Thomas Hubbard (Senior Associate, Investigations, Enforcement and Compliance team, Norton Rose Fulbright LLP, London) continues the discussion on privilege in investigations with Alexander Cappel (Partner, Norton Rose Fulbright LLP, Frankfurt), Rongxin Huang (Partner, Shanghai Pacific Legal, Shanghai) and Kevin Harnisch (Head of White Collar Defense and Investigations, Norton Rose Fulbright LLP, Washington). In this second of two podcasts on privilege, the team discuss what to keep in mind in relation to privilege as an investigation progresses.

In this episode, we take a fresh look at the longstanding issues for non-US bank proprietary investments under the US Bank Holding Company Act (BHCA). Tom Delaney, a financial services partner based in our Washington D.C. office interviews Tim Byrne, based in our New York office who is a leading expert on the US Bank Holding Company Act and regularly counsels non-US banks with respect to their investments in the US market.

In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Cedric Danois discusses some of the key issues that ESMA and the other ESAs raise in the updated Q&As on the SFDR: • Sustainable investment definition • Website disclosures • Principal adverse impact indicators

EMEA Podcast RT Investigations Ep3 Privilege Part 1 by NRF Regulation Tomorrow Podcast

In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin, Matthew Gregory and Anita Edwards discuss FCA Consultation Paper 24/13 which sets out the new Public Offers and Admissions to Trading Regime.

In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss PRA Consultation Paper 11/24, which sets out proposals updating the regulator’s approach to international banks.

In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the UK Financial Conduct Authority’s final rules for a new option to pay for investment research.

In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Frank Herring, a senior consultant in the funds practice in Frankfurt discusses the EU retail investment strategy.

In our latest Global Regulation Tomorrow Plus podcast, Partner Matthew Gregory and Senior Associate Joe Bamford share their thoughts on the FCA’s recently launched call for input on its review of its requirements following the introduction of the Consumer Duty.

In our podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Floortje Nagelkerke, a financial services partner in Amsterdam provides a general outlook for asset management in the Netherlands and then touches on four key issues for the Dutch asset management sector: • Pension rules / pension transition. • Digitalisation / Crypto. • Sustainability. • Anti-money laundering.

In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Matthew Shanahan, a financial services partner in Dubai covers three very topical issues impacting the UAE asset management sector: • DFSA Consultation Paper 158. • Crypto and tokenisation. • Update on the ADGM investment funds regime.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Maria Beatrice Gilesi from our Milan office discusses Italy’s implementation of MiCAR.

In this episode, we look at what is driving the increase in dawn raids across the UK, EU and US, and what organisations can do to best prepare.

In the sixth podcast in our DE&I series, Jonathan Herbst, Katie Stephen, Rebecca Dulieu and Simon Lovegrove discuss non-financial misconduct including previous FCA enforcement action, the FCA’s proposals in CP23/20 and the practical steps that firms can take in this area. The podcast is the first in a planned mini-series that will focus on this complex and evolving topic.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode James Morris from our Sydney office discuss recent regulatory developments in Australia including: • An overview of ASIC’s recently announced priorities in light of the changing regulatory environment. • Recent developments in the context of regulating buy now pay later products in Australia, including potential changes to the existing surcharging rules. • Changes to the Reserve Bank of Australia’s approach to payments regulation. • AML reforms.

In our latest Global Regulation Tomorrow Plus podcast, Anna Carrier, Nikolai de Koning and Sebastien Praicheux discuss the first milestone of Regulation (EU) 2023/1114 on Markets in Crypto-assets (MiCAR). MiCAR establishes a regime for the regulation and supervision of crypto-asset issuance and crypto asset service provision in the EU. Among the activities within the scope of MiCAR are the activities of offering to the public or seeking admission to trading asset-referenced tokens (ARTs) and electronic money tokens (EMTs) and issuing such tokens (ART/EMT activities). These activities will be subject to, respectively, Title III and Title IV of MiCAR from 30 June 2024. Also, as from 30 June 2024 ARTs and EMTs constitute regulated instruments under MiCAR and therefore from this date consumers benefit from the rights and protections set out in MiCAR.

In the first episode of our podcast series, Risks Redefined, brought to you by the Risk Advisory team, Hannah Meakin and Haney Saadah discuss the upcoming UK general election and what this will mean for firms with regards to compliance, in both the lead up to the election and the implications of the various potential outcomes.

In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst and Glen Hall discuss what it is like for a new government taking office and, from a financial services perspective, some of the key points arising out of the manifestos and some of the biggest challenges facing a new government.

What are the essential first steps of an investigation? We discuss the key priorities at the start of an investigation, and provide insight into how best to structure and plan an investigation effectively.

Our podcast series Split the Difference explores divergence between the EU and UK regulatory regimes in the markets space. In the latest episode, Hannah Meakin, Anna Carrier and Simon Lovegrove explore the differences between the EU DLT Pilot Regime and the UK Digital Securities Sandbox.

Risk and Resilience: Episode 4: CRD VI | Future impact on bank reorganisations by NRF Regulation Tomorrow Podcast

In our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford, Hishaam Khan and Anita Edwards discuss the first annual governing body report, and the governing body’s obligations with respect to it, under the FCA’s Consumer Duty rules. Firms are required to have prepared the report by 31 July 2024, and in this podcast we look at some of the steps firms should be taking to ensure they are ready for the upcoming deadline.

In the latest in our series of Global Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Claire Guilbert, Uzmah Yunis and Anita Edwards discuss the key practical points firms should be considering following the Financial Conduct Authority’s recent consultation on implementing the Overseas Funds Regime and subsequent developments.

In our latest Global Regulation Tomorrow Plus podcast we focus on the FCA’s finalised guidance on the new anti-greenwashing rule. We consider the scope of the new rule, the key differences between the finalised guidance and that consulted on, some “dos and don’ts” for firms and then finally a few words on a new anti-greenwashing tool that we have developed.

In our latest Global Regulation Tomorrow Plus podcast the financial services knowledge team – Simon Lovegrove, Anita Edwards and Catherine Pluck – provide a review of recent UK regulatory developments and share their thoughts as to what is on the horizon.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Matthew Shanahan, Karl Masi, Hasanali Pirbhai from our Dubai office discuss with Simon Lovegrove recent UAE regulatory developments including the UAE’s removal from the FATF grey list, recent Dear SEO letters, whistleblowing trends, the DFSA Annual Report, the DIFC Digital Assets Law and virtual asset trends in the UAE.

In our latest Global Regulation Tomorrow Plus podcast, Partner Jonathan Herbst and Of Counsel Uzmah Yunis share their thoughts on the FCA’s recent consultation paper on payment optionality for investment research. Mark Highman, a financial services partner in New York, also provides a US perspective.

In our latest edition of Regulation Around the World, we discuss the latest financial services regulatory developments concerning investment research in the UK and EU. We then consider the US regulatory regime for investment research and key issues for non-US firms.

In the second in our series of Regulation Tomorrow Plus podcasts on the FCA’s intervention in the motor finance sector, we take a detailed look at the Financial Ombudsman Service (FOS)’s decisions upholding specific complaints in relation to historical discretionary commission arrangements. The decisions were one of the catalysts for the action the FCA is taking in the sector, and in this podcast we discuss the arguments presented by the firms to the FOS as well as the decisions reached by the FOS.

In our latest podcast, Partner Matthew Gregory is joined by Senior Associate Joe Bamford, both of whom specialise in retail conduct, to discuss the FCA’s consultation (CP23/24) on changes to the capital requirements for personal investment firms, with particular focus on how firms must calculate their potential redress liabilities for these purposes. The podcast also touches on how these changes may be seen as part of the FCA’s wider proposals and recent regulatory programmes – such as the Consumer Duty. The podcast aims to assist personal investment firms, and key internal stakeholders such as in house legal counsel and compliance officers, in understanding the FCA’s proposed changes under the consultation.

In the fifth podcast in our DE&I series, Simon Lovegrove, Hannah Meakin and Hannah McAslan-Schaaf are joined by Alasdair Scott from GP Strategies to discuss inclusivity, how well contributions, presence, and perspectives of different groups of people are valued and integrated into an environment. Inclusivity has become essential in business today with new joiners looking for a specific working culture, one that fosters respect, humility and caters to the requirements of a diverse workforce. For example, Glassdoor found that 76% of job seekers reported that an inclusive workplace is an important factor when evaluating companies and job offers. Also, inclusivity provides businesses with competitive advantage, in a 2023 McKinsey report it was found that organisations with parity in gender and ethnicity representation in senior roles saw profit levels 39% higher than their peers. The FCA and PRA both see the benefits of inclusivity and in their consultation proposals new measures are included for firms to report on a selection of inclusion metrics so as to provide a baseline of measurable data within financial services firms and across the sector.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Etelka Bogardi from our Hong Kong office discusses recent regulatory developments including derivatives reporting, the e-HKD Pilot Programme and Hong Kong Green Week – Finance Stream.

In this episode, we focus on fraud and specifically on key recent developments that banks and other financial sector firms should have on their radar as part of their risk management in this area.

Our podcast series Split the Difference explores divergence between the EU and UK regulatory regimes in the markets space. In the latest episode, Hannah Meakin, Anna Carrier, Georgia Karamani, Floortje Nagelkerke and Simon Lovegrove explore EMIR 3.0 and how the proposed new rules compare with the UK regime.

In the latest episode of our Decisions Decoded series, we discuss the key points from the Final Notice issued against Floris Huisamen, former director of London Capital & Finance plc (LCF), with the remit for Risk and Compliance. In terms of background to this decision, at the relevant time LCF’s business involved the raising of finance through the issuance of minibonds, which was then loaned to third-party corporate entities. The minibonds were sold predominantly to retail investors. LCF entered administration in January 2019. The firm had, however, already issued over 16,700 bonds, totalling over £237m. The effect of LCF’s collapse on investors was significant. In October 2023, LCF was publicly censured for its unfair and misleading financial promotions of the minibonds. In connection with this, Mr Huisamen has now been fined £31,800 and prohibited from performing any function in relation to any regulated activities.

In this episode, we focus on M&A and specifically on correspondent banking arrangements.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Michael Born from our Frankfurt office discuss recent German regulatory developments including the Financial Market Digitisation Act, the Credit Secondary Market Promotion Act, the Financial Crime Control Act and recent BaFin activity on ESG.

In this latest Regulation Tomorrow Plus podcast we consider the FCA’s recent intervention in the motor finance sector including the action that firms will need to take.

In our latest podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Senior Associate Rebecca Dulieu and Associate Lizzie Cox, both of whom specialise in regulatory investigations and enforcement, to discuss reporting obligations under the Proceeds of Crime Act 2002 (POCA), in particular how to draft and submit good quality suspicious activity reports. The podcast aims to assist MLROs, nominated officers and other relevant functions, such as in house legal counsel and compliance officers, to fulfil their obligations under POCA.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Hannah Meakin and Matthew Gregory from our London office discuss recent UK regulatory developments including the UK’s proposed new retail disclosure regime, the advice boundary guidance review, ESG and the recent FCA policy statement setting out temporary changes to the handling rules for motor finance complaints.

In this episode, we focus on M&A and specifically on the No Creditor Worse Off (or NCWO) principle in the context of Bank M&A in a resolution scenario.

In this latest episode of our EMEA regulatory insights series colleagues from Australia, Hong Kong, and Singapore provide their thoughts and insights on what 2024 holds from a financial services regulatory perspective.

In this latest episode of our EMEA regulatory insights series colleagues from Dubai provide their thoughts and insights on what 2024 holds for the UAE from a financial services regulatory perspective.

In this latest episode of our EMEA regulatory insights series colleagues from Brussels, Netherlands, Germany, France and Luxembourg provide their thoughts and insights on what 2024 holds from a financial services regulatory perspective.

In this episode of Regulation Tomorrow Plus, Jonathan Herbst, Hannah Meakin, Georgia Karamani and Anita Edwards discuss the FCA's recent consultation on reforming the commodity derivatives regulatory framework.

In the fourth podcast in our DE&I series, Hannah McAslan-Schaaf and Lara White discuss the data protection aspects of the FCA’s recent consultation paper on diversity and inclusion

Last month the FCA announced that it had fined Equifax Limited £11,164,400 for failing to manage and monitor the security of UK consumer data it had transferred to its parent company based in the US, Equifax Inc, for processing. In our latest podcast in this series, Catherine Pluck discusses with Katie Stephen and Rosie Nance the lessons from this case, and regulatory enforcement concerning IT issues more broadly, for the various phases in a firm’s lifecycle regarding a cyber incident.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this third episode James Morris from our Sydney office discuss what they are seeing in the Australian market touching on reforms to payment systems regulation, buy now pay later, ASIC’s Corporate Plan for 2023–2027 and reforms introduced to the Australian Consumer Law.

This podcast is the first in our new series, Decisions Decoded, focussing on decisions and themes in regulatory investigations and enforcement. In this episode, Senior Knowledge Lawyer Catherine Pluck talks to Financial Services Partner Katie Stephen about the recent FCA Final Notice concerning ADM Investor Services International Limited, which has been fined £6,470,600 for inadequate anti-money laundering systems and controls.

On 30 October 2023, HM Treasury (HMT) published its final proposals for the future financial services regulatory regime for cryptoassets in the UK, comprising two responses to consultations and a policy paper. In this latest Regulation Tomorrow Plus podcast (recorded on 2 November), Jonathan Herbst, Hannah Meakin and Anita Edwards discuss HMT’s proposals and the next steps for firms.

In our latest Regulation Tomorrow Plus podcast Matthew Gregory and Simon Lovegrove discuss the Consumer Duty and ESG.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this second episode Matthew Shanahan and Hasanali Pirbhai from our Dubai office discuss what they are seeing in the UAE market touching on enforcement, anti-money laundering, ESG, funds promotion, cryptoassets, and senior manager reporting.

In the third podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf cover the interplay between the regulatory focus on diversity and inclusion and individual accountability.

In the second podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf discuss what firms should be doing in light of the FCA and PRA consultation papers on diversity and inclusion.

In our latest edition of Regulation Around the World, our financial services lawyers and risk consulting team from the United Kingdom, Singapore, the Netherlands and the UAE discuss the latest financial services regulatory developments concerning ESG.

In the first podcast in our DE&I series, Jonathan Herbst, Hannah Meakin and Hannah McAslan-Schaaf provide an overview of the recent FCA and PRA consultation papers on diversity and inclusion.

In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke and Anna Carrier discuss the UK/EU MoU on regulatory cooperation in financial services, equivalence and the impact on market infrastructure. The episode can be found here.

In our latest Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford and Anita Edwards discuss the Consumer Duty, which is now in force for all on-sale products and services, and our new Pathfinder tool which has been developed to help firms ensure they have fully implemented the Duty.

On 12 September 2023, the FCA published policy statement PS23/13 on the new regulatory gateway for firms that approve financial promotions. In this latest Regulation Tomorrow Plus podcast, Hannah Meakin, Georgia Jones and Anita Edwards discuss the FCA’s plans for implementing and operating the gateway, as well as highlighting some of the areas firms should be thinking about in preparation for the new rules coming into effect.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this first episode Floortje Nagelkerke and Nikolai de Koning from our Amsterdam office discuss what they are seeing in the Dutch market touching on the local regulator’s work on ESG, crypto services and DORA. Floortje and Nikolai also discuss supervisory developments concerning proprietary trading firms, the IFD/IFR and the independent functioning of a supervisory board.

The Financial Services and Markets Act 2023 introduces a requirement for the FCA to exercise new functions for the purpose of “seeking to ensure reasonable provision of cash access services in the United Kingdom, or a part of the United Kingdom”. In this Regulation Tomorrow Plus podcast Matthew Gregory and Simon Lovegrove discuss HM Treasury’s statement of policy on access to cash and the FCA’s statement on its new powers.

In this Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the obligations that firms have under UK REMIT to record and retain communications relating to their trading in wholesale energy products, in light of a large fine issued to a firm last month by Ofgem, the energy regulator, for breaches of those obligations.

On 4 August 2023, the FCA published a letter it had sent to the CEOs of firms categorised as ‘principal trading firms’, setting out its strategy for supervising these firms. In this latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the key points covered in the letter and the next steps for firms.

In our latest Regulation Tomorrow Plus podcast, Senior Knowledge Lawyer Catherine Pluck is joined by London Financial Services partners Jonathan Herbst and Katie Stephen, who discuss some recent regulatory developments in relation to culture, as well as some practical steps that firms can be taking in this area.

In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke, Anna Carrier and Catherine Pluck discuss Consolidated Tape in the EU and UK.

In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Floortje Nagelkerke explore the regulatory approach to branches

In our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial services partners Jonathan Herbst and Hannah Meakin, who share their views on the key takeaways from the Chancellor’s recent Mansion House speech and the government’s response to the UK Investment Research Review.

On 28 June 2023, the Prudential Regulation Authority (PRA) published Consultation Paper 10/23 setting out proposals for non-systemic banks and building societies in the UK to prepare, as part of their business-as-usual activities, for an orderly ‘solvent exit’ and if needed, to be able to execute one. In this latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Matthew Gregory and Anita Edwards discuss the PRA’s proposed new rules and expectations and what firms would need to do to comply.

In our latest edition of Regulation Around the World, our financial services lawyers and government relations team from the United States, Brussels and the United Kingdom discuss the latest regulatory developments concerning recovery and resolution.

On 7 June 2023, the government published The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023 which is the statutory instrument which extends the scope of the UK’s financial promotion regime to cover cryptoassets. The day after the statutory instrument was published, the FCA published Policy Statement 23/6 which sets out the near final FCA rules that will apply to such communications together with a guidance consultation. In this latest Regulation Tomorrow Plus podcast, Hannah Meakin, Haris Karacosta and Simon Lovegrove discuss the FCA’s Policy Statement and the four routes to lawfully communicate cryptoasset promotions to UK consumers.

In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Jonathan Herbst, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the FCA’s recent Policy Statement on the UK equity secondary markets regime and how the new rules compare with the EU regime.

In the second of our financial services ESG insight series, Haney Saadah covers three recent Regulation Tomorrow blogs that caught his eye: the Bank of England report on climate-related risks and the regulatory capital frameworks, the Green Claims Directive and UKSIF’s letter to the Treasury Sub-Committee on Financial Services Regulations.

In this podcast Jonathan Herbst, Matthew Gregory and Simon Lovegrove discuss the pros and cons of the Memorandum of Understanding establishing a framework for financial services regulatory cooperation between the EU and the UK.

In our latest RT Plus Podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Counsel Joe Smallshaw and Associate Lizzie Cox, both of whom specialise in regulatory investigations and enforcement, to discuss some of the key themes arising from the Financial Conduct Authority’s recent anti-money laundering enforcement decisions.

In the third in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss the role of depositaries in the sector and the FCA's proposals for reform.

In the second in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss potential reforms to the way regulatory hosting structures are used in the sector.

In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Floortje Nagelkerke, Hannah Meakin, Anna Carrier, Lucy Axford and Simon Lovegrove discuss the recent and upcoming changes to EMIR. This includes the EMIR 3.0 proposal, the clearing obligation for pension scheme arrangements, bilateral margining requirements, EMIR reporting requirements and tiering non-UK CCPs.

In the first in our series of Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss some of the macro-themes arising from the FCA's recent discussion paper, DP23/2, on the future of the UK's asset management regime.

In this podcast, Matthew Gregory is joined by Claudia Trauffler (Head of Capital Markets, HM Treasury) who discusses the Government’s plans to revoke the PRIIPs Regulation and UK retain disclosure reform generally.

In our latest podcast Simon Lovegrove, Matthew Gregory and Hannah Meakin discuss two important new papers implementing one of the Edinburgh Reforms, which is to conduct a review of the UK’s Senior Managers and Certification Regime.

In the first of our financial services ESG insight series, Haney Saadah discusses what he is seeing in the market and some of the key ESG pressure points from a regulatory perspective.

In our latest edition of Regulation Around the World, our financial services lawyers from the United States, Australia and the Netherlands discuss the latest regulatory developments concerning beneficial ownership registers.

In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Albert Weatherill, Floortje Nagelkerke and Anna Carrier explore some of the markets dimensions of the regulatory reforms involving cryptoassets.

In this podcast, Matthew Gregory and Simon Lovegrove discuss HM Treasury’s final consultation on the proposed legislative changes to bring currently unregulated buy-now-pay-later products into scope of the UK Consumer Credit Act 1974, and FCA regulation.